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Case ITS SMTP policy
Version: 1.1.1
Created: 2003 August 27
Christopher Ursich


Policy text
===========

Part 1) Connections originating outside the Case network to the SMTP port (port 25) of hosts on the Case network will be blocked.
System administrators who need to operate independent mail systems should contact ITS to request an exception to Part 1.

Part 2) Connections originating on the Case network to the SMTP port of hosts outside the Case network will be blocked. All mail destined for hosts outside the Case network must be directed through the ITS-run SMTP server, smtp.case.edu.

ITS will grant exceptions to Part 2 for the following reason(s), based on their strong technical merit:

* Message size limit

The ITS-run SMTP service currently limits the size of a message to 50 MB. If University business cannot be conducted under this limit, mail system administrators should contact ITS to request an exception to Part 2 until this changes.

Rationale
=========

The implementation of this policy has several benefits:

1) Fewer problems with open mail relays

An open mail relay is a host which indiscriminately accepts and forwards email. They are often a result of poor configuration and maintenance by a mail server's administrator. Malicious people on the Internet use various means to identify open relays. They then direct malicious, annoyance or advertisement email spam through the open relay to other people. By using the relay, the spammer makes his actions more difficult for security personnel (including civic law enforcement) to track down. By blocking SMTP traffic as described in the policy, spammers' ability to identify and exploit open relays on the Case network is severely curtailed.

2) Fewer email spam and virus problems

Email is a common means for email spam, computer viruses and other malware to spread on a network. For several years, ITS has provided anti-virus software for Windows and Macintosh systems free of charge on the Software Center, and advertised its availability. Unfortunately, recent virus outbreaks demonstrate that not enough people are taking advantage of this offering. These outbreaks have caused the distribution of confidential documents, and delays in mail delivery. To further address the problem, ITS purchased and deployed a set of anti-virus/anti-spam email filtering devices. By requiring all mail entering and leaving the University to pass through the ITS-run mail system (and hence, these devices), spam and virus propagation will be reduced.

3) Fewer instances of blacklisting

When other organizations on the Internet receive unwanted email from Case, they sometimes choose to reject all mail from us, an action known as "blacklisting." This has happened multiple times. In addition, there exist Internet blacklisting services to which organizations may subscribe, so that all subscribers will know to begin rejecting mail from a perceived offender. This is a situation we must avoid. Suppose, for example, MSN.com or Yahoo.com began rejecting mail from everyone at Case because of a single open mail relay or virus-infected system. Clearly, ITS cannot allow communications to be disrupted in this way.

4) Improved mail auditing

It is sometimes necessary to track down the source or ultimate disposition of an email message. This process requires ITS to review the cumulative delivery information the message contains. Unfortunately, in messages sent by viruses, this information is often falsified. In addition, because a message may traverse multiple, varied mail systems in order to be delivered, the delivery information is incompletely reliable. By requiring all mail entering and leaving the University to pass through the ITS-run mail system, we can guarantee a reliable and consistent point of audit, logging, troubleshooting, etc.

5) Improved mail system management

As a result of this policy, ITS will have an authoritative list of the mail servers operating on the Case network. This knowledge makes vulnerability assessment, system administrator education, and remediation practical for the first time.

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